Streamline Your Compliance with ClearGuard Ai

End-to-end solutions for regulatory compliance and business growth.

Trusted by numerous satisfied clients.

★★★★★

A Goldman Fischer Company

Experienced Compliance Solutions

We simplify regulatory processes, enabling businesses to focus on growth while ensuring compliance with SEC and FINRA requirements through our comprehensive services. All BD and RIA & CFTC service platforms.

150+

15

Trusted by Experts

Proven Success

Compliance Solutions Simplified

Streamline your regulatory processes and focus on business growth with our comprehensive compliance services. Reduces compliance cost by 25% to 50%. using ClearGaurd Ai technology solutions. Get better result .

Registration Services

Full form BD submissions, U4/U5 agent filings, and state license coordination for seamless compliance.

Program Design

Tailored compliance program development, including AML/CFT policies, cybersecurity, licensing, SEC & FINRA, CFTC, Edgar & Gateway Filings.

Relaxed confident professional thoughtful services for your team - inspiration & confidence for your business practice.

Integrated Compliance 360

Contact Us for Compliance Solutions

Reach out to us for seamless regulatory support and comprehensive compliance solutions tailored to your business needs. We are here to help you.

Connect

917.271.7405

Inquire

clearguard1@proton.me

Client Feedback

Our clients appreciate our comprehensive compliance solutions and support.

Goldman's Cleargaurd streamlined our registration process, allowing us to focus on growth. Audits went smooth. We did very well.

Brad H
A complex assembly of stainless steel industrial machinery with pipes and valves, featuring a control gauge and warning signs. The machinery components are metallic with blue accents, indicating a possible connection to liquid processing or fluid control.
A complex assembly of stainless steel industrial machinery with pipes and valves, featuring a control gauge and warning signs. The machinery components are metallic with blue accents, indicating a possible connection to liquid processing or fluid control.

New York

Their expertise in compliance design passperfect and ongoing support has been invaluable to our business.

A bright red sign is displayed in an open, snowy field with bare trees in the background. The sign warns about fines for failure to comply with COVID-19 regulations, with visible text including a URL for more information. The scene appears overcast, with muted natural colors.
A bright red sign is displayed in an open, snowy field with bare trees in the background. The sign warns about fines for failure to comply with COVID-19 regulations, with visible text including a URL for more information. The scene appears overcast, with muted natural colors.

Charles S.

Nationwide Brokerage

★★★★★
★★★★★